Latest news and articles about market integrity
Total: 1 articles found
The China Securities Regulatory Commission has proposed top fines and lifetime market bans after finding that Tianfeng Securities illegally financed its largest shareholder and failed to disclose related‑party transactions from 2020 to 2022. The penalties — including RMB 25 million in corporate fines, RMB 34.8 million in individual fines and lifetime bans for three executives — signal tougher enforcement on conflicts of interest and weaker tolerance for broker‑sponsor collusion.
